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  • BBC NEWS | Business | UBS fined £8m by the UK regulator

    5 Nov 2009 ... The Financial Services Authority (FSA) has fined Swiss banking giant UBS £8m for failing to stop its employees making unauthorised ...

    news.bbc.co.uk/2/hi/business/8344346.stm - 60k - Similar pages

    http://news.bbc.co.uk/2/hi/business/8344346.stm

  • UBS fined £8m after employees traded with customers' money ....

    5 Nov 2009 ... FSA imposes its biggest-ever penalty and attacks bank's 'inadequate systems and controls'

    www.guardian.co.uk/business/2009/nov/05/ubs-fsa-... - 105k - Similar pages

    http://www.guardian.co.uk/business/2009/nov/05/ubs-fsa-fine-trading

  • UBS fined £8m over gambling with clients' cash - Telegraph

    5 Nov 2009 ... UBS has been hit by an £8m fine from the Financial Services Authority (FSA) – the third-largest fine in the watchdog's history – after an ...

    www.telegraph.co.uk/finance/newsbysector/banksandfinance/6... - Similar pages

    http://www.telegraph.co.uk/finance/newsbysector/banksandfinance/6510379/UBS-fined-8m-over-gambling-with-clients-cash.html

  • UBS fined £8 million by City watchdog - Times Online

    5 Nov 2009 ... UBS has been fined £8 million by the Financial Services Authority (FSA), the City regulator, for having weak controls that allowed staff in ...

    business.timesonline.co.uk/tol/business/law/article6904300... - Similar pages

    http://business.timesonline.co.uk/tol/business/law/article6904300.ece

  • Swiss bank UBS fined £8m

    5 Nov 2009 ... Swiss banking giant UBS has been fined £8 million by the Financial Services Authority (FSA) - the third largest penalty ever handed out by ...

    www.financemarkets.co.uk/2009/11/05/swiss-bank-u... - 20k - Similar pages

    http://www.financemarkets.co.uk/2009/11/05/swiss-bank-ubs-fined-8m/

  • UBS fined £8m for unauthorised trades

    6 Nov 2009 ... The Financial Services Authority (FSA) has fined UBS £8 million for systems and controls failures that were initially exposed by a ...

    www.bankingtimes.co.uk/06112009-ubs-fined-8m-for... - 26k - Similar pages

    http://www.bankingtimes.co.uk/06112009-ubs-fined-8m-for-unauthorised-trades/

  • UBS fined 8 million pounds for unauthorised trades | Persona...

    5 Nov 2009 ... LONDON (Reuters) - The Financial Services Authority dealt a fresh blow to UBS's credibility, fining the Swiss bank 8.0 million pounds for ...

    uk.reuters.com/article/idUKLNE5A403G20091105 - 67k - Similar pages

    http://uk.reuters.com/article/idUKLNE5A403G20091105

  • UBS fined £8m for rogue trades - Accountancy Age

    6 Nov 2009 ... Bank punished for allowing staff to make thousands of unauthorised trades.

    www.accountancyage.com/accountancyage/news/22526... - 97k - Similar pages

    http://www.accountancyage.com/accountancyage/news/2252669/ubs-fined-8m-rogue-trades

  • UBS fined £8m for systems and controls failures - Risk.net

    5 Nov 2009 ... The UK Financial Services Authority (FSA) has fined UBS £8 million for systems and controls failures that allowed four employees to carry ...

    www.risk.net/oprisk-and-compliance/news/1561331/... - 68k - Similar pages

    http://www.risk.net/oprisk-and-compliance/news/1561331/ubs-fined-gbp8m-systems-controls-failures

  • UBS fined £8m over data failures

    The Financial Services Authority has issued an £8 million fine to UBS, after system and control failures at...

    www.cio.co.uk/news/3205810/ubs-fined-8m-over-dat... - 86k - Similar pages

    http://www.cio.co.uk/news/3205810/ubs-fined-8m-over-data-failures/

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