|
|
5 Nov 2009 ... The Financial Services Authority (FSA) has fined Swiss banking giant UBS £8m for failing to stop its employees making unauthorised ...
news.bbc.co.uk/2/hi/business/8344346.stm - 60k - Similar pages
http://news.bbc.co.uk/2/hi/business/8344346.stm
5 Nov 2009 ... FSA imposes its biggest-ever penalty and attacks bank's 'inadequate systems and controls'
www.guardian.co.uk/business/2009/nov/05/ubs-fsa-... - 105k - Similar pages
http://www.guardian.co.uk/business/2009/nov/05/ubs-fsa-fine-trading
5 Nov 2009 ... UBS has been hit by an £8m fine from the Financial Services Authority (FSA) – the third-largest fine in the watchdog's history – after an ...
www.telegraph.co.uk/finance/newsbysector/banksandfinance/6... - Similar pages
http://www.telegraph.co.uk/finance/newsbysector/banksandfinance/6510379/UBS-fined-8m-over-gambling-with-clients-cash.html
5 Nov 2009 ... UBS has been fined £8 million by the Financial Services Authority (FSA), the City regulator, for having weak controls that allowed staff in ...
business.timesonline.co.uk/tol/business/law/article6904300... - Similar pages
http://business.timesonline.co.uk/tol/business/law/article6904300.ece
5 Nov 2009 ... Swiss banking giant UBS has been fined £8 million by the Financial Services Authority (FSA) - the third largest penalty ever handed out by ...
www.financemarkets.co.uk/2009/11/05/swiss-bank-u... - 20k - Similar pages
http://www.financemarkets.co.uk/2009/11/05/swiss-bank-ubs-fined-8m/
6 Nov 2009 ... The Financial Services Authority (FSA) has fined UBS £8 million for systems and controls failures that were initially exposed by a ...
www.bankingtimes.co.uk/06112009-ubs-fined-8m-for... - 26k - Similar pages
http://www.bankingtimes.co.uk/06112009-ubs-fined-8m-for-unauthorised-trades/
5 Nov 2009 ... LONDON (Reuters) - The Financial Services Authority dealt a fresh blow to UBS's credibility, fining the Swiss bank 8.0 million pounds for ...
uk.reuters.com/article/idUKLNE5A403G20091105 - 67k - Similar pages
http://uk.reuters.com/article/idUKLNE5A403G20091105
6 Nov 2009 ... Bank punished for allowing staff to make thousands of unauthorised trades.
www.accountancyage.com/accountancyage/news/22526... - 97k - Similar pages
http://www.accountancyage.com/accountancyage/news/2252669/ubs-fined-8m-rogue-trades
5 Nov 2009 ... The UK Financial Services Authority (FSA) has fined UBS £8 million for systems and controls failures that allowed four employees to carry ...
www.risk.net/oprisk-and-compliance/news/1561331/... - 68k - Similar pages
http://www.risk.net/oprisk-and-compliance/news/1561331/ubs-fined-gbp8m-systems-controls-failures
The Financial Services Authority has issued an £8 million fine to UBS, after system and control failures at...
www.cio.co.uk/news/3205810/ubs-fined-8m-over-dat... - 86k - Similar pages
http://www.cio.co.uk/news/3205810/ubs-fined-8m-over-data-failures/
|
|
|